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The “had” tense suggests much more than just “further in the past”
RATIONALE FOR THIS TOPIC
Verb tenses are not generally given much attention within this blog because the focus is on grammar topics that are less fundamental and/or are not extensively explained in mainstream publications (for the exact policy, click here). However, I wish in this post to look at the so-called “past perfect simple” tense (made with had) for the same sort of reasons that I elsewhere consider full stop usage, relative pronouns and aspects of article usage: I hope to make a complicated topic a little easier to understand than is usually the case.
There are numerous different uses of the past perfect tense. I am not aiming to cover them all, but rather to pick out some that I consider to be of especial interest to professional writers. Readers seeking information about other English tenses within these pages will find a little in the posts 48. Tricky Word Contrasts 1 (#1), 76.Tenses of Citation Verbs, 118. Problems with Conditional “If”, 147. Types of Future Meaning and 225. Simultaneous Occurrence.
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THE FUNDAMENTAL MEANING OF THE PAST PERFECT TENSE
It is often believed incorrectly that the past perfect tense is for actions and states that are “far” or “early” in the past. The reason is perhaps the way past perfect verbs often combine with past simple ones in sentences like the following:
(a) The army approached a wide plain. The general had given the order to attack.
Here, the past perfect had given indicates that the order-giving was earlier than the event in the previous sentence. If the past simple tense gave had been used instead, the sequence of the two events would have been fixed as the reverse, the same as that of their naming (see 222. Information Orders in Texts, #1).
It is easy to conclude from such usage that the English past perfect tense merely expresses the idea of a more distant past time. However, in reality it does more. Consider the following:
(b) World War 1 had begun in 1914. It came to an end in 1918.
Here, the past perfect had begun again indicates the earlier of two events, but now replacing it with the past simple began indicates the same – and yet the meaning is still different.
The difference, which grammar books rarely seem to mention, is that the past perfect tense shows its verb’s meaning to be before the past time that the writer is focussing on. The past simple tense, by contrast, is for events within that focus. Thus, the past perfect tense had begun in (b) shows that the beginning of World War 1 is before the past event(s) that the text is about, these latter being the war itself and/or its end, as shown by the past simple verb came. If began is used instead, on the other hand, the war’s beginning would also be within the writer’s focus.
This difference of focus is also present in (a): the past perfect had given does not just show that the order-giving took place before the other event, it also says that the other event was the central past one being written about. Now consider this first sentence in a chapter about exploration:
(c) The Portuguese had explored the Eastern Atlantic.
Unlike the earlier examples, this has only one verb. However, the use of the past perfect tense implies the presence in neighbouring sentences of verbs in the past simple that are helping to describe the writer’s main topic, later events. It would be an error to use the past perfect in (c) if such other verbs were absent (see 214. Test your Command of Grammar 2, #8).
The historical nature of all the examples above indicates the frequency of the past perfect in historical writing. However, there are plenty of uses elsewhere too (see 282. Features of History Writing).
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THE RELATION BETWEEN THE PAST PERFECT AND PRESENT PERFECT TENSES
While the past perfect tense is formed with had, the present perfect uses has or have. These forms, along with their names, suggest a closeness that is actually not so great. The problem is that the past perfect tense is the past form of not just the present perfect, but also the past simple.
One consequence of this is that special meanings communicated by choosing the present perfect tense instead of the past simple, or vice versa, cannot always be communicated when the past perfect has to be used. Consider these:
(d) The President, who had lived abroad for many years, favoured integration.
(e) Columbus reported that he had found a new world.
If these sentences were about the present rather than the past (i.e. with present tense main verbs favours and reports), would their past perfect verbs (underlined) have to be in the past simple or present perfect tenses?
In fact, we cannot identify the right choice because the precise meaning is not clear. Has lived alongside favours in (d) would suggest that the many years ended very recently or are even continuing, while lived would place them firmly in the more distant past. Has found alongside reports in (e) would suggest that the time of the finding was not important – the achievement of finding was the main point – while found would imply a past time that was known by both speaker and listener and was being left unmentioned for that reason.
These sentences show how the special meanings of the present perfect and past simple tenses are not able to be communicated by the past perfect tense alone. Sometimes, however, these special meanings can be communicated by the addition of other words. For example, had lived in (d) would be associated with the present perfect meaning of “in the recent past” by adding recently after had, while had found in (e) would be associated with the past simple meaning of “at a fixed time” by adding during his voyage.
Note that while recently is possible with and without the past perfect tense, some words like it are not. For example, ago always needs the past simple tense. To express its meaning with a past perfect tense, you have to use an alternative like before (see 227. Time Adverbs). The time-showing use of since normally needs the present perfect tense (see 61. “Since” versus “Because”). However, with the past perfect tense (and the past simple too) its equivalent is often from, e.g. …had lived abroad from 2005 (see 258. Saying How Long Something Lasts, #2).
Sentence (e) also illustrates the very frequent use of the past perfect tense (had found) in indirect speech with a past-time “reporting” verb (reported). The past perfect tense indicates that the action or state of the verb in the indirect speech happens earlier than the time of the past reporting verb. The past perfect may be especially frequent in such sentences because it is not replaceable there by a focus-increasing past simple tense as in (b). The past simple in indirect statements does not indicate focus – it just shows the same past time as that of the reporting verb.
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USAGE AFTER VARIOUS SUBORDINATING CONJUNCTIONS
A subordinating conjunction needs at least two verbs in its sentence. It and its partner verb may go before or after the other verb (see 25. Conjunction Positioning). The other verb is always the “main” one in the sentence.
Outside indirect speech, the past perfect tense particularly accompanies subordinating conjunctions of time, cause and condition.
1. With Time and Cause Conjunctions
Time conjunctions are especially common in historical and process descriptions (see 210. Process Descriptions, #3). After, when, as soon as, once, until and before are noteworthy.
After introduces an occurrence before that of the main verb. If the main verb is in a past tense, the after verb can practically always be in the past perfect tense, regardless of sentence position:
(f) Ebola cases diminished AFTER victims had been quarantined.
Quite often the past simple tense is also possible (were quarantined above). It would suggest that the main verb’s event happened immediately afterwards, rather than leaving the exact length of wait uncertain.
When, as soon as and once can be used like after. However, when can also mean “while”, ruling out the past perfect (see 225. Simultaneous Occurrence, #2). Until and its partner verb indicate the end of the main verb’s state or repeated action. Often this end is a target or purpose:
(g) Interest rates needed to be high until inflation fell/had fallen.
The past simple tense (fell here) seems more suitable after until when the start of its action or state ends the other verb’s action/state, or when an instantaneous action is being expressed. The past perfect, on the other hand, is more suitable when the end of its action or state brings about the other end. Since different people might disagree about whether or not an event is instantaneous, choosing one tense rather than the other is often a way of imposing one’s own subjective view on the reader.
Before introduces the later of two events – the opposite of after. Rather illogically, it is this event’s verb that can be past perfect. The likelihood of the past perfect is greater in some cases than others. It is perhaps smallest in sentences like this:
(h) Before telescopes were invented, many believed the sun was fixed.
This means first many believed…, and afterwards telescopes were invented. The event after before is historically real. The past perfect becomes more likely before events of uncertain past occurrence, e.g.:
(i) Alexander fell ill before he (had) reached his destination.
Here, we cannot be sure whether Alexander ever reached his destination. The past simple tense is still possible after before, but the past perfect perhaps suggests non-occurrence more strongly. The greatest indication of non-occurrence would probably be with could reach (see 271. Tricky Grammar Contrasts 3, #7).
Cause conjunctions like as, because and since act in the same way as after. This is hardly surprising because like it they introduce the first of two sequential events or situations; the only difference is the suggested causal link between them. Thus, (f) above is just as possible (albeit with altered meaning) containing because instead of after.
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2. With “if”
Two different uses of the past perfect tense are possible with this conjunction. Compare:
(j) If it had rained, the wall glistened.
(k) If it had rained, the crop would have survived.
In (j), had rained expresses a “real” past event – a cause of a subsequent one that, in the past simple tense, is the focus of attention. If is similar to when, merely suggesting less inevitability (see 118. Problems with Conditional “if”).
In (k), by contrast, had rained has a more familiar “unreal” meaning: a past event that actually did not happen. This is clear from the other verb’s inclusion of would have.